Your streamlined compliance system - built specifically for sole practitioners and solo BAS or Tax Agents.

This ready-to-go version of our Quality Management System has been purpose-built for sole operators - those operating without staff, admin, or supervisory requirements. It strips out all the team-based structures, leaving you with a clear, lean system that’s easier to set up and use, without compromising compliance.

Whether you’re a one-person practice or simply prefer to keep things simple, QMS Solo is a faster way to meet your obligations under the TPB Code of Conduct (2024), the Tax Agent Services Act 2009, and ISO 9001:2015 principles — in just a few hours, not weeks.

It includes:

A simplified, editable Quality Management System (QMS) tailored for solo use
14 Policies and Registers relevant to sole practitioners only - no unnecessary complexity
Fully structured folder layout for easy organisation
Built-in colour-coded placeholders and dropdowns for easy personalisation
A complete QMS Solo Implementation Guide, with plain-English instructions

This version removes all references to:

Team structures
Supervision and escalation protocol
Internal delegation or performance reviews

And instead focuses on:

Simple, solo-friendly processes
Documented compliance aligned to the TPB and ISO expectations
Quick setup for real-world use — not shelfware

Please note: This Solo version does not include documents such as the Caretaker Engagement Letter, Accountant Engagement Letter, or full Contingency Plan. These are included in our Complete QMS Compliance Pack and are essential if you manage clients or need formal client protections.

Format: Editable Word (.docx) and Excel (.xlsx)

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